The RuleboardAI Lifecycle

From public evidence to an actionable regulatory risk baseline.

RuleboardAI turns four basic inputs into a structured preliminary profile of a financial institution's regulatory risk, with cited public evidence, visible data gaps, and clear verification steps.

For banks, fintechs, investment firms, private-equity teams, advisors, and other buyers who need a structured public-record baseline before internal verification or deeper diligence.

Request a preliminary profile See a sample profile
  • Public sources only
  • No system access or document upload
  • Reviewed by a named person
  • One category, $500 one-time
  • Ten business days for a preliminary profile, from confirmed scope and payment

How a profile is built

Illustrative · SoFi sample, not a client

  1. Step 1: Public records

    OCC Conditional Approval No. 1277 (January 18, 2022)

  2. Step 2: Structured evidence

    Confirmed Conditional Data gap

  3. Step 3: Risk profile

    Composite maturity 2.8 / 5

  4. Step 4: Verification actions

    Confirm whether the Office of the Comptroller of the Currency (OCC) non-objection was obtained under the Operating Agreement and document the regulatory position for both products.

Public records become structured evidence, then a scored risk profile, then specific verification actions.

How it works

Three stages, available today.

Every engagement starts with Assess. Verify and Report follow when you want your own evidence in the picture.

  1. Available now

    Stage 01

    Assess

    Build a public-record baseline and identify initial risk signals.

    You provide: Company name, company website, public or private status, ticker, if public.

    How Assess works
  2. Available now

    Stage 02

    Verify

    Turn open questions into an evidence plan for confirmation.

    Verification is a separate engagement. It is not part of the preliminary profile. It is scoped per engagement and requires a signed Letter of Authorization, confirmed scope, and the evidence you choose to provide.

    How Verify works
  3. Available now

    Stage 03

    Report

    Deliver a sourced profile with prioritized findings and next steps.

    If you stop after Assess, your preliminary profile is the report. If you go on to Verify, this stage produces the final version, with verified evidence kept visibly separate from what stayed unresolved. Structured for internal review and evidence verification.

    How Report works
04 Monitor Planned 05 Resolve Planned

Designed for future change detection and remediation tracking. Not available, priced, or purchasable today. About the roadmap

Request a preliminary profile

Findings from public sources are preliminary. Not an audit, legal opinion, or attestation. Your institution remains responsible for its own regulatory obligations.

Go deeper

The sample, the safeguards, and the roadmap.

What you receiveFive sections from the sample profile, built on a public company. SoFi is not a client.

Built from public sources on SoFi Technologies, Inc., a public company. Each card opens the matching section of the full sample.

Illustrative · Public-source example · Not a client
Why the report can be trustedPublic sources only, a citation for every observation, named-person review, and stated limits.

Clear evidence. Clear boundaries.

Every observation is tied to a source, and every unknown is recorded rather than assumed.

  • Public-source research

    The preliminary profile is built only from filings, registrations, and enforcement records.

  • Every observation cited

    Each observation links to the public document it came from.

  • Named-person review

    A named person reads and approves every report before it reaches you.

  • No system access

    A preliminary profile never touches your systems or internal documents.

  • No uploads to begin

    Four public identifiers are all a preliminary profile needs.

  • Stated limits

    Each report says what public evidence cannot establish, on its face.

Roadmap: Monitor and ResolvePlannedPlanned. Not built, priced, or available for purchase.

Designed for the full lifecycle. Available today for the baseline.

Monitoring is planned. Today, RuleboardAI provides the baseline, the evidence map, and the verification path you need to begin.

  1. 04 Monitor

    Planned

    Future monitoring would track material public-record changes against your baseline.

    Concept: public-record changes would be compared against your baseline. This is planned and not built.

    Concept only. Planned, not built. No live updates exist.

  2. 05 Resolve

    Planned

    Future resolution workflows would organize remediation evidence and feed material changes into a later reassessment.

    1. 1. Owner assigned
    2. 2. Evidence attached
    3. 3. Closed and reassessed
    Concept only. Planned, not built. No tracker exists.

Monitor and Resolve are concepts on the product roadmap. They are not built, priced, or available for purchase, and no release date has been set.

Read the roadmap note
Three questions every institution has to answer.New to Governance, Risk & Compliance? The three disciplines, one plain question each.

Governance, Risk, and Compliance — often shortened to GRC — is the machinery of trust in finance. Strip away the acronym and it comes down to three questions every regulator, investor, and board eventually asks:

Who's in charge?

That's Governance — who decides, who watches, who answers.

What could hurt us?

That's Risk — threats found, measured, and owned.

Prove you followed the rules.

That's Compliance — obligations traced to evidence.