Recurring regulatory monitoring
Full Monitoring
Monthly regulatory monitoring mapped to your baseline
A risk profile is a photograph; the regulatory environment is a moving picture. Rules change, deadlines land, and enforcement priorities shift — and without a system, the connection between “what changed” and “what we must do” is rebuilt by hand every time.
Representative output
IllustrativeInvestment Adviser AML rule adds RIAs and ERAs to the Bank Secrecy Act — a written AML/CFT program, a designated compliance officer, and independent testing become mandatory.
- Affects your baseline
- Baseline workflow — AML Program Review
- Required review
- Confirm scope and stand up the program before the compliance date.
Restated from the public sample profile (SoFi Technologies — a public company, not a client). Your report reflects your own entity.
Who this is for
- Institutions running an ongoing, multi-category compliance program
- Teams that already hold a CompanyScope baseline and want it kept current
When it lands on your desk
- A baseline profile exists and is aging
- Regulatory change tracking currently lives in inboxes and bookmarks
- Multiple categories need coverage under one predictable monthly cost
The work
What Full Monitoring does
- Monitors regulatory developments monthly across SEC, FDIC, CFPB, FinCEN, the Fed, OCC, DOJ, OFAC, and more
- Maps each relevant update back to your baseline findings and affected workflows
- Tracks deadlines, watch items, and required actions in a monthly update and tracker
- Incorporates internal baseline changes where you authorize them
What you provide
- A CompanyScope baseline (or the inputs to build one)
- Your monitoring priorities and any authorized baseline changes
How the work is done
- Monthly cadence — updates are reviewed, mapped, and delivered on a schedule, not streamed in real time.
- Each update states its source, what it affects in your baseline, and the required review or action.
- Action items carry owners and deadlines so the tracker is usable in your own program.
Deliverables
What you receive
- Monthly monitoring update mapped to your baseline findings
- Deadline and watch-item tracker with action status
- Dashboard-ready outputs for internal reporting
Typical timing
Monthly cycle. Priority support included.
Evidence & source treatment
- Every update cites its regulatory source.
- Mapping to your baseline uses your verified profile — changes you haven't authorized us to see stay out of scope.
What Full Monitoring is not
- Monthly monitoring, not real-time alerting.
- Coverage is scoped to your baseline's workflows and categories — it is not a promise that every development everywhere is captured.
- Not legal, regulatory, audit, or compliance advice — your institution remains responsible for its own regulatory obligations.
- Not an audit, audit opinion, control attestation, or certification of any kind.
Questions
Full Monitoring FAQ
Is this real-time?
No — and we say so deliberately. Full Monitoring runs on a monthly cycle: developments are collected, reviewed by a human, mapped to your baseline, and delivered as a monthly update and tracker.
Do we need a CompanyScope first?
Monitoring is mapped to a baseline, so yes — either an existing CompanyScope profile or the inputs to build one at the start of the engagement.
Which regulators are covered?
SEC, FDIC, CFPB, FinCEN, the Federal Reserve, OCC, DOJ, and OFAC among others, scoped to the categories that apply to your institution.
What does cancellation look like?
Monthly billing with 30 days' written notice to cancel. No annual lock-in, no per-seat fees.
Full Monitoring — $2,500 / month
Secure card checkout via Stripe, or an invoice (wire, ACH, or certified funds) through the intake form. No per-seat surprises. No hidden fees. Monthly billing, cancel anytime with 30 days' notice.